My RIA Lawyer
We help advisory firms navigate the legal complexities of the RIA world.
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My RIA Lawyer
Alpharetta, GA
Serving Clients Nationwide
We help advisory firms navigate the legal complexities of the RIA world.
Service Provider Categories
- Compliance
- Legal
Overview
You work hard to grow your business and create the life of your dreams. Now you need to protect it.We are attorneys focused exclusively on protecting the businesses and lifestyles of financial advisers from abusive regulators. It is our passion and sole niche.
Located in Atlanta near SunTrust Park, we represent clients throughout the United States. We provide services to serve your firm- from RIA registration to ongoing compliance services to legal defense against client complaints and regulatory actions.
✅ Choosing An Experienced RIA Lawyer Is A Wise Decision
My RIA Lawyer has a proven record of protecting financial advisers by helping them create strong compliance systems and empowering them to fight back when regulators threaten their business and livelihood. We are ready to support your business so that you can focus on the best use of your time- helping as many investors as possible.
Personal attention is central to our mission. Our goal is to keep nosy regulators out of your business and out of your wallet. When we aren’t helping firms avoid regulators by putting in place robust compliance systems, we are vigorously defending them against client and regulatory actions.
Primary Location
310 Maxwell Road, Suite 300, Alpharetta, Ga 30009
Video
Services Provided
- Arbitration
- Compliance Consulting
- Expungements
- General Counsel
- Mergers and Acquisitions
- Mock Exams
- Regulatory Defense
- RIA Registration
What to expect in the first meeting
Click the 'Book Intro Call' button and complete the brief form to let us know how we can help you. We get it – you need answers, and you need them now. That’s where we come in, offering a blend of big-firm resources with the kind of personal attention you’d expect from a smaller one. We look forward to speaking with you.What We Offer
- ✔️ Whether you’re a Registered Investment Advisor, Broker-Dealer, or Alternative Investment Advisor, our tailored services cater to your unique needs.
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- ✔️ Our services offer legal, compliance, and operations consulting in one place, making managing your journey to success that much easier.
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- ✔️ What really sets us apart? We’re all about your success. Compliance is just the start; we’re here to help you thrive. We know the ins and outs of the financial world, and we’re not afraid to think outside the box to help you reach your goals while playing by the rules.
Special Offer
Financial Advisors: Join Wealthtender today to grow your business and unlock valuable discounts from our industry partners.
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